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Personal Information
Email-Id : xxxxxxxxxxxxxxxxxxxx
Phone : xxxxxxxxxxxx
Location : South Afric
Professional Information
Career Summary
• Successfully rolled the Risk Management & Compliance Programme • Completed Directorship with “A-Trade†– Avior’s subsi
Skill set
Relationship skills – to build relationships to facilitate efficient workflow Coaching skills – to develop the team Scanning skills – to search for new ideas, trends and principles Systems thinking – understanding the “big picture†Delegati
Risk & Compliance Officer – Avior Capital Markets Operations Management for over a year and Compliance, a further 5 years. I have gained vast amounts of knowledge on JSE systems (Trading and Back Office) having worked At Avior Capital Markets focusing on Risk Strategies and in the JSE Equity Market Division and CSP Operations at Nedbank and currently in the Compliance Space. Worked closely with the JSE Equity Market Data Division within the JSE and understand the Financial data space. I also help implement the Relationship Management department at the JSE and played an integral part in bringing the JSE Members and the JSE closer together by building and effecting robust synergies. Having communicated with people at all levels, CEO to Back Office people, I was able create and maintain highly effective relationships with all JSE customers and 3rd party customers. I also assisted many of the firms in the merger and acquisition process by proactively and carefully planning the step by step integration of systems by ensuring that all clients smoothly and successfully. Complete understanding of the compliance landscape. Registered with the FIC as an Anti-Money Laundering Compliance Officer. I am also a commissioner of oaths sworn in the Gauteng Region. I seek the opportunity to grow and continuously learn within the financial services industry especially